EPSTEIN
page 4 / 379 . OCR, unverified
Account Number
FINANCIAL TRUST COMPANY, INC.
Asset Account Portfolio
November 01, 2001 - November 30, 2001
JPMorgan Private Bank
Page 2 of 12
Overview
Portfolio Summary
Market Miro USD
Nov ID
Mufti Value USD
MIN
Tax
Cott USD
Estimated Annual
Income USD
flew
Cash & Short Term
4,477,111.25
4,516,752,69
4,477,111.25
98.102 63
2.2
Equities
587,500.00
537,500.00
463,250.00
4.000 00
0.7
Other
1,545,136.00
1,280,740.15
0.0
Total
6,609,747.25
6,334,992.84
4,940,361.25
102,102.63
1.5
Accrued Income
8.483 35
10,358.56
Total Portfolio Value
6,618,230.60
6,345,351.40
Private Investments'
933,747.00
985,035.00
Asset Allocation
60% Cash and Short Term
8% Equities
20% Other
12% Private
Investments*
•Value a an estmekd faun, qeven the Aqud nature of Arcata Investments
(see Aware Investment trfamatran at and of section summary;
Income Summary
Dividends
Total
This Period USD
10,358.56
10,358.58
Year to Date USD'
333,593.34
333,593.34
Net Gain/Loss Summary
Realized TM Posed USD
Net Short Term Gain/Loss
Total
POWWOW Year to Dom USD"
"Year to date information is calculated on a calendar year basis.
UnreaSzel USO
124,250 00
124,250.00
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037118
SDNY_GM_00306316
EFTA01511297
--- SOURCE: IMAGES__0123__EFTA01511298.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511298.pdf
----------------------------------------
JPMorgan Chase Bank
2001
345 Park A% enue, New York, NY 10154-1002
Account Number 0 78805-00-1
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Private Bank
Asset Account Portfolio
Page 3 of 12
Cash and Short Term
Summary by Maturity
Current Market Value
USD
Estimated Annual Income
USD
Cash
2.244.664.18
46,756 35
Less Than 3 Months
2.232.447.07
51,346 28
Total
4,477,111.25
98,102.63
Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature.
Note. R indicates position revised.
Cash and Short Term by Type
Description
CusrpS&P.Mocdy's Rating
Cunoncy
Quantity
Unit Cost
Ongrnal
Market
Price
Tax Cost
A usted
Original
Cutrent
Market Value USD
Estimated
Untealeed
Annual
GainLoss USD
Income USD
Current
Yield'
MA
Accrued Interest USD
Cash
JP MORGAN PRIME MONEY MARKET PREMIER
USD
Z244,664 18
1.00
00
2,244,664.18
2,244,664.18
46,756 35
208
CLASS SWEEP FUND (350)
4,047.88
SWEEP DEADLINE IS 430 PM EST
7-Day Annualized Yield: 2.09%
Short Term by Maturity
J P MORGAN PRIME MONEY MARKET FUND
USD
2,232,447.07
1.00
1.00
2,232,447.07
2,232,447.07
51,346.28
2.30
INSTITUTIONAL SHARES CLASS
4,435.47
(FUND 829)
7-Day Annualized Yield
2.33%
62826N-77.0
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037119
SDNY_GM_00306317
EFTA01511298
--- SOURCE: IMAGES__0123__EFTA01511299.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511299.pdf
----------------------------------------
JPMorgan Chase Bank
2001
345 Park Avenue, New York, NY 10154-1002
Account Number: I
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Private Bank
Asset Account Portfolio
Page 4 of 12
Cash and Short Term by Type
continued
Descrtpuon
CusetoSiSAMoody's Rating
Unit Cost
Tax Cost
Current
Estimated
Current
fink«
Sad
Market Value USD
Un✓ealaed
annual
Yield'
Currency
Ouentily
&Irma
Price
Original
Accrued Interest USD
Gaintoss USD
Income LSD
%
Total Cash and Short Term
4,477,111.25
4,477,111.25
0.00
98,102.63
2.19
8,483.35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037120
SDNY_GM_00306318
EFTA01511299
--- SOURCE: IMAGES__0123__EFTA01511300.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511300.pdf
----------------------------------------
Lot
Account Number:
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Private
Bank
Asset Account Portfolio
Page 5 of 12
Equities
Note: R indicates position revised.
Equity Holdings in Alphabetical Order
Curren: Mare«
Homers
Ontrenon
Unn
Curren, Mazer
Tax Cott
Value USO
Urvelaed
Annual DNI0end
CumpSymbol
Currency
Quanta),
Cost
Price
USO Accrued Dry:dunce USD
Gamtoss USO
Income USO
Weld%
IMC GLOBAL INC
449669-10-0 IGL
Total Equity
50,000
483,250.00
587,500.00
124,250.00
4,000.00
0.7
USD
50,000
9.27
11.75
463.250.00
587.500.00
124.250.00
4.000.00
0.7
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037121
SDNY_GM_00306319
EFTA01511300
--- SOURCE: IMAGES__0123__EFTA01511301.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511301.pdf
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JPMurean Chase Bank
2001
345 Park Avenue, New York, NY 10154-1002
Account Number: I
FINANCIAL TRUST COMPANY, INC.